RedOwl Regulatory Surveillance

Fight Financial Crime and Reduce the Burden of Compliance

REDOWL PROACTIVELY DETECTS AND DETERS UNWANTED/ILLEGAL BEHAVIORS, IMPROVES EFFECTIVENESS OF FRONT OFFICE REVIEWS, AND REDUCES RESPONSE TIMES FOR REGULATORY REQUESTS AND AUDITS.

SEAMLESS REVIEW OF
TRADES, ALERTS, AND
COMMUNICATIONS
FLEXIBLE AND
EFFICIENT WORKFLOW
& REPORTING
PRIORITIZE HIGH RISK
INDIVIDUALS AND
EVENTS
VISUALIZATION AND FULL
CONTEXT SURROUNDING
PROACTIVE ALERTS

It's Time for a New Paradigm

RedOwl technology goes beyond basic archival tools to help our clients immediately access all data sources for review, oversight, and investigations in a single location. You're no longer limited by traditionally siloed data streams, with the added benefit of full-spectrum analytics once your data is ingested into our platform.

Let the Data Speak to You

Leverage all structured and unstructured data
sources in our human risk platform

Data sources

Communications

  • Email
  • Voice
  • Identity

Transactions

  • Supervision
  • Market Data
  • Trades

Enrichment

  • Email
  • Voice
  • Identity

Radically Improve Oversight

Integrating structured and unstructured data sources within a single application elevates your insider threat program and helps you reduce risk.

Brute Force

  • Evolving regulations require manual review inefficient to compile data from siloed sources
  • Separate ecomms, trades, alerts systems lead to disjointed oversight

Transform

  • surveillance integrates and enriches disparate data, classifies content, and applies layered analytics to find risk
  • Centralized dashboard for review, collaborate, and investigate

Strategic Advantage

  • Reduces the burden of manual compliance on your team and across the company
  • Instill confidence and protect the reputation of your firm

Key Compliance Use Cases

Enterprise Risk Management

  • Client front running
  • Improper disclosure
  • Insider trading
  • Market manipulation
  • Wall crossing
Compliance Use Cases